First Sports Law Treatise?

It is difficult to say what was the first law-related book devoted to sports law, but if the title is any indication, it could be W. M. Thompson and J. D. A. Johnson, The Law of Sports (1896), which was published by W. B. Hearnden of New Inn Chambers, London.  Its authors appear to have been British, or possibly Irish, barristers.  The Law Times for 1894 lists them as arguing the case of Keep v. The Vestry of St. Mary, Newington before Queen’s Bench, and their names appear as counsel in a number of criminal cases argued in Old Bailey (London’s central criminal court) in the 1890’s and the early 1900’s.

The Law of Sports is extremely difficult to locate; in fact, it appears that there is no known copy in the United States. This work was reviewed in the London Journal in 1896, and the following description of the work can be found on page 152 of Volume 13 of Fores’s Sporting Notes and Sketches,(London 1896) under the heading of “Notes on Novelties”:

The Law of Sports by W. M. Thompson and J. D. A. Johnson, LL.D., is a useful pamphlet, the copious information therein contained being summarised into the smallest possible space. The legal points connected with the game laws, fishing, hunting, racing, and gambling, being (so to speak) “in a nutshell.” Hearnden, New Inn Chambers, is the publisher.

Fores’s Sporting Notes and Sketches, which can be found in the New York Public Library, was a magazine containing articles “descriptive of British, Indian, Colonial, and Foreign Sport.”  Because Fores’s description makes no mention of team sports like cricket, rugby, or association football or of individual competitor sports like golf and tennis, it is conceivable that the Thompson and Johnson work is devoted only to what are often called “field sports.” 

If that is so, there are many older works on those topics, including George Putnam Smith, The Law of Field-Sports, which was published in 1886 by the New York publisher O. Judd Company, and Henry John Rous’ The Laws and Practices of Horse Racing (London 1866), which earned its author the appellation “the Blackstone of Horse Racing.”  Works on the law of hunting date back at least to the 18th century.  Thomson Gale, The Game Laws was published in its 7th edition in 1807.

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Does Larry Jansen Belong in the Right of Publicity Hall of Fame?

images (1)Former major league pitcher Larry Jansen died this week at age 89.  Although he was one of the leading pitchers in the National League in the 1950’s, he has been all but forgotten by the American public.

Students of sports history primarily remember him as the winning pitcher in one of the most famous games in baseball history, the New York Giants 5-4 victory in the 1951 one-game play-off with the Brooklyn Dodgers that determined the Senior Circuit’s representative in that year’s World Series.  This was the game that featured Giants outfielder Bobby Thomson’s dramatic walk off  home run in the bottom of the ninth inning, the so-called “Shot heard ‘round the world.”  Jansen had pitched a scoreless top of the ninth for the Giants.

During his nine-year major league career, Jansen won 122 games and lost 89 with an earned run average of 3.58, solid but not exceptional totals.  However, his career began in a blaze of glory.  After winning 30 games in 1946 for the San Francisco Seals of the minor league Pacific Coast League (a feat matched only once by any professional pitcher at any level during the subsequent 63 years), Jansen was purchased by the New York Giants.  After going 21-5 as a rookie, he recorded 18, 15, and 19 wins over the next three seasons, before compiling a 23-11, 3.04 record in the Giants championship year, 1951.

What almost no one remembers is that Jansen was also the name plaintiff in an early right of publicity case that contributed to the development of personal publicity rights as a form of “property” at a time when the future of that right was quite uncertain.  But for an even more significant decision handed down the same year in the same state, historians of the right of publicity might remember Jansen’s case as one of the most significant decisions of the post-World War II era.

In the summer of 1952, a number of New York vendors were placing cardboard photographs of New York Giant baseball players in bags of popcorn and packaging them with chewing gum.  (Presumably, they were doing this with Dodger and Yankee players as well.)  This practice was separate and apart for the baseball cards that were sold that summer by the Bowman and Topps companies that were packaging the cards with chewing gum under licenses obtained from major league players.

On August 14, 1952, with their team sitting in second place, eight games behind their archrival Brooklyn Dodgers, Jansen and six of his teammates (Bobby Thompson, Sal Maglie, Wes Westrum, Montia Kennedy, Dave Koslo, and Bill Rigney ) obtained a show cause order from New York Supreme Court Justice Samuel M. Gold requiring the Hi Lo Packing Company, Inc. (rendered Hilo in the subsequent judicial decision) and Theatre Concessions, Inc. to show why they should not be barred from continuing their practice of placing the plaintiffs’ photographs in bags of popcorn that were sold to the public without permission from the players.

Jansen and his colleagues also demanded $50,000 in damages.  Even though Jansen had won 96 games for the Giants the previous five years, postwar major league salaries were so low that players usually had to work at regular jobs in the office season.  Jansen was no different, and each fall and winter he worked in a pharmacy in Jackson Heights, New York.  There is little doubt that the extra money would have come in handy.

As luck would have it, at the Polo Grounds the next day, Jansen blew a 2-1 lead in a game with the Boston Braves when he allowed three unearned runs in the ninth inning.  (Jansen himself and Bobby Thompson both made errors that inning.)  In fact, after he filed the lawsuit, Jansen’s career went into a tailspin.  He failed to win another game during the 1952 season and never again had a winning season in the major leagues.  (Presumably, this was just a coincidence.)

Jansen and his teammates were represented by Jonah J. Shapiro, a well-known New York sports and entertainment lawyer.  By the time the case went to trial, Harry Horowitz’s businesses Model Airplanes, Inc. and Hit Parade, Inc. had been joined as defendants, at least one of whom was packaging player photographs with chewing gum without permission from the players.

Jansen’s suit was technically not a right of publicity action—that term would not be coined until the following year.  His action was brought under Section 51 of the New York Civil Rights law which was usually characterized as the New York “privacy statute,” and which provided as follows:

Any person whose name, portrait or picture is used within this state for advertising purposes or for the purposes of trade without [such person’s] written consent …  may … sue and recover damages for any injuries sustained by reason of such use.

The defendants responded by filing a motion to dismiss on the grounds that the plaintiffs players had failed to state a cause of action, because the baseball players, as public figures, had “waived” their right to be left alone, which was, they argued, the sole purpose of the statute.  At issue were the implications of the decision of New York’s highest court, the Court of Appeals, in Gautier v. Pro-Football, 304 N.Y. 354, which had been decided on July 15, 1952, less than a month before Jansen and his teammates filed their action.

In that case, Gautier, an animal trainer, sued the Washington Redskins and others for allowing his act, performed at the half-time of an NFL game in 1948, to be televised by the ABC television network which was also broadcasting the game.  The court ruled in that case that no violation of Section 51 had occurred.  Although the court’s rationale was a bit convoluted, there was language in the opinion that seemed to suggest that professional entertainers, like animal trainers and presumably major league baseball players, waived their right to sue for invasion of privacy under Section 51 because they clearly sought out the public spotlight.

The hearing on the motion to dismiss occurred on November 14, 1952, before a Judge Cavagan.  In a brief opinion, 202 Misc. 900 (1952), Cavagan agreed with Jansen’s attorney that the Gautier decision had not ruled out actions under Section 51 when the likenesses of baseball players were clearly being used to aid in the sale of non-baseball related items.  In that regard, he found the present case similar to, and still controlled by, an earlier New York case, Lane v. Woolworth Co., 171 Misc. 66, aff’d 256 A. D. 1065 (1939), in which the actress Judy Lane had successfully argued that Section 51 prevented Woolworth’s from including her photograph without her permission in inexpensive lockets sold in its five and ten cent stores.

Judge Cavagan’s ruling was appealed by the defendants, but the ruling was affirmed by the Appellate Division of the Supreme Court slightly more than a year later, on November 17, 1953.  In a memorandum opinion, the five-judge court unanimous confirmed the decision of the lower court without further elaboration.  282 A. D. 935 (1953).

However, by the time that the appellate division issued its ruling, the United States Circuit Court of Appeal for the Second Circuit had handed down its landmark right of publicity decision in Haelan Laboratories v. Topps Chewing Gum, 202 F.2d 866 (1953), another case in which lawyer Jonas J. Shapiro served as counsel.  In Haelen, the court ruled that baseball players had not just a right of privacy under Sec. 51 but also a common law property right in their name and images.  As a result, the Haelan decision rendered the final decision in the Jansen case less significant than it might have been.  Without Haelan, Jansen’s case likely would have seemed much more important and might well have played a much more visible role in the development of the right of the publicity in its formative era.

It is also not clear if Jansen ever benefitted directly from the decision in his case.  By the time the final decision was handed down, he was pretty much finished as a pitcher.  In 1954, he pitched in only 13 games for the Giants (after averaging 39 games per season the previous seven years), and on July 12, 1954, he was unceremoniously released by the Giants and had to return to the minor leagues.  It seems unlikely that anyone was going to rush to get in line to pay Larry Jansen for the right to put his photo in popcorn bags after the 1953 season.

As a case, Jansen v. Hilo Packing Company has not been completely ignored.  It has been cited in six subsequent judicial opinions, including the landmark right of publicity decisions Palmer v. Schonhorn Enterprises, Inc., 96 N. J. Super 72, 232 A.2d 458 (Ch. Div. 1967) and the recent C.B.C. Distrib. & Mktg. v. Major League Baseball Advanced Media, L.P., 443 F. Supp. 2d 1077 (E. D. Mo. 2006).  It has also been cited in six law review articles and the Restatement 2d of Torts.

In many ways, the case of Jansen v. Hilo Packing resembles the baseball career of Larry Jansen.  At one point, it looked like both the pitcher and the case were headed for historical significance.  Instead, they both ended up as important parts of the respective historical records of major league baseball and the right of publicity, but in the end neither turned out to be of Hall of Fame caliber.

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The “Who Owns the Baseball” Issue Just Will Not Go Away

baseballEarlier this week, the Philadelphia Phillies decided to return the baseball that Phillie Ryan Howard hit for his 200th career home run to the fan that caught the ball.  This particular baseball is significant because Howard reached the 200 home run mark in fewer games than any player in baseball history.   The “historic” home run was hit in Miami on July 16 in a game against the Florida Marlins, and the lucky fan was twelve-year-old Jennifer Valdivia, who was sitting in the right-field bleachers at Land Shark Park.

Valdivia and her fifteen-year-old brother attended the game without an adult companion.  After catching the ball, the Miami resident was escorted by Florida Marlins employees to the Philadelphia clubhouse, where she was given cotton candy and talked into exchanging the home run ball for a different baseball autographed by Howard.  Upon learning of these events, her family retained lawyer Norm Kent and formally requested that the ball be returned.  The team refused to give the ball back for almost three months, but decided to do so after Kent filed suit on Monday, October 5.

Although the Phillies have so far refused to comment on their decision to return the ball, they most likely did so to avoid the bad publicity that would follow widespread reporting that the team had taken advantage of a twelve-year-old fan.  What is more interesting is that the Phillies appear to have accepted that the ball did belong to Valdivia, rather than to the home team Florida Marlins or Major League Baseball.  Had they believed the latter, they could simply have requested that the Marlins retrieve the ball for them, and they would not have had to barter with the young girl.

Historic home runs balls have become objects of great value in recent years, and the “ownership of balls batted into the stands” issue has been much discussed.  However, the legal aspects of the matter have rarely been understood even though it is not really a complicated question.  The right to such baseballs can be established through the application of basic property law principles.

The first task is to establish the owner of the ball before it is hit into the stands.  Ordinarily, this is the home team, which is obligated to provide baseballs meeting major league specifications.  The baseballs are given to the umpires prior to the game, but neither that action nor the use of the balls in pre-game practice or in the game itself reflects a transfer of ownership, as evidenced by the fact that any leftover baseballs are returned to the home team when the game is completed.

Logically, a fan retrieving a ball hit into the stands is legally entitled to keep the ball only if the home team’s ownership rights have been somehow transferred or relinquished.  Ownership rights are transferred only by abandonment, gift, or sale.  If there is no abandonment, gift, or sale, there is no change in ownership.

Although it is often stated that baseballs are abandoned once they leave the playing field, there is no legal basis for such an assertion.  At football and basketball games at all levels and at amateur baseball games, fans are expected to return balls that travel into the area where spectators are seated.   To lose control of an owned object is not tantamount to abandonment.  If two boys are playing catch and an errant throw lands in a neighbor’s yard, they may not have the legal right to retrieve it on their own (because of trespassing laws), but that does not mean that they have abandoned their property rights to the ball.

Moreover, abandonment as a theory will not work in situations where representatives of the home team go into the stands immediately after the ball lands for the purpose of retrieving it.  Obviously, the owner is not abandoning the ball if its agents are trying to get it back.  Only if no effort is made to retrieve the ball, and it appears that the owner has relinquished any intention of reclaiming it, can the ball be said to be abandoned.  Consequently, if the fan has a legal claim to a ball that the owner wishes to retrieve, the claim cannot be based upon a theory of abandonment.

A better argument than abandonment is the argument that the ball is a “gift” from the home team to the fan.  Gifts require both donative intent (the intention to make a gift) and actual or constructive delivery.  Otherwise, the change of possession represents either a bailment or theft, but in neither of those situations is there a change of legal ownership.

One could argue that when a fan enters the seating area of the stadium, the home team “prospectively” gives him or her any ball hit into the stands that he or she might retrieve.  However, there are problems with the gift analysis.   Although prospective interests can be the subject of gifts — I can give away a five percent interest in the profits (ha!) from my next casebook — the law of gifts normally requires that the donor control the object of the gift at the time of delivery and that the object of the gift can be defined with specificity.  There is also a fine line between gifts of prospective benefits, which are enforceable, and promises to make a gift in the future, which are not.

Of course, if the home team decides not to make an effort to retrieve a particular ball hit into the stands and instead allows the fan that recovered it to keep it, one can argue that a gift has been made at that point.  However, this rationale provides no legal protection for the fan in cases where the owner or its representatives are in the stands demanding the return of the ball.

The better analysis is that the ball belongs to a fan as a matter of contract.  When one purchases a ticket to a professional baseball game, the buyer is led to believe that he is purchasing a number of entitlements — among which are the right to watch the ensuing game without interference and the right to sit in the seat identified on the ticket.  Because of the longstanding practice, dating back at least to the 1920’s, of allowing fans to keep balls hit into the stands at professional baseball games, the “right” to keep such balls, I would argue, has become an implicit part of the contract between the team owner and the ticket buyer.

When you purchase a ticket to a baseball game, part of what you are purchasing is the right to keep any ball, hit fair or foul, that you retrieve when it passes into the stands.  Every baseball fan knows this.  To demand the return of a ball at this late date would constitute a breach of contract.  Even if the fan were not entitled to the return of the ball itself, if it were improperly taken away, the fan would be entitled to the cash equivalent of the ball’s value.

This analysis would not prevent a team from announcing a new policy that all balls batted into the stands must be returned if requested, but it seems highly unlikely that any team owner would adopt such a policy, which would surely anger fans and give them reasons not to purchase tickets.

So the Phillies were actually right.  The ball did belong to Jennifer Valdivia.  It was hers under the terms of the contract between young Jennifer and the Marlins that was created when she purchased her ticket.  What the Phillies did wrong was to try to defraud a young girl whose family knew how to find a lawyer who understood the sports memorabilia market.

The Miami Herald story reporting the return of the ball and a video of an interview with lawyer Norm Kent can be found here.

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