A Lesson Learned from a Great Bankruptcy Judge

Judge Dale Ihlenfeldt Judge Dale Ihlenfeldt died right after Christmas. He was 92 years old and hadn’t sat on the bankruptcy court bench in Milwaukee for many years, though he remained active until fairly recently, including by teaching an annual CLE program in Madison in which I also participate. Teaching CLE required him to keep up on developments in bankruptcy law, and that suited him just fine, because he loved the law. He also liked lawyers, and his warm, engaging personality was always welcome whenever he could join us.

I learned a lot from Judge Ihlenfeldt over the years, but one of the most valuable lessons he taught me came very early in my legal career, and I see this story as making an important point for law students and new lawyers. The practice of law requires constant learning; you’ve barely begun to know what you need to know when you leave law school. And you can—must—learn the lessons of the law (and life) from everyone, not just your professors, but your colleagues, your adversaries, your clients, and even from judges.

Back in the mid ’70s, as an associate at Foley & Lardner, I first appeared in bankruptcy court for banks and other creditors, often seeking to recover collateral or to oppose the discharge of a debt. I had appeared before Judge Ihlenfeldt a few times, and on this particular occasion he had ruled against me. I don’t remember the details, but the decision may well have involved the judge’s exercising some discretion, and he exercised it against my client. The case was over, and (as often happened in his court) the lawyers had lingered in chambers to talk. He could tell that I was upset at losing (not then having much experience at it—a condition that time has healed), and he turned to me, in his gentle way, and said, “Oh, Tom, you have to understand that we’re the bankruptcy court. Bankruptcy law is intended to benefit debtors, and you shouldn’t expect to win all the time when you represent creditors.”

This comment struck me at the time and many times since as one of the best lessons that a judge could teach a young lawyer. And it has implications beyond bankruptcy law. Good judges like Judge Ihlenfeldt call them as they see them and follow the law as they understand it. But a lawyer should never lose sight of the fact that much of the law (understood as being what judges do) is not black and white, but gray, and a judge’s instincts in the gray area—whether to afford a debtor relief, to let a plaintiff try to prove her case, or to cut a lawyer some slack—are every bit as much a part of the law as the stuff in the books. I’m glad that I learned that lesson early from a great judge.

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Poetry in the Law

Shortly before Christmas, I came across a notice that Pennsylvania Supreme Court Justice Michael Eakin had written an opinion in verse. In Commonwealth v. Goodson, the court overturned the defendant’s conviction for insurance fraud in an opinion penned entirely in heterometric sexains. Some of the lines are clunky, the rhymes forced: “And thus the matter terminated, or so one might have thought, / but that was not to be, when Goodson’s later schemes were caught.” Syntactical imprecision is not necessarily a fault in poetry, but even as prose the sentence is ungainly and its meaning, though not overly obscure, suffers from vagueness. Nevertheless, the opinion is fairly successful as pastiche and its legal analysis is serviceable.

This was not Justice Eakin’s first foray into judicial versifying. While on the Superior Court of Pennsylvania he composed quatrains for a couple of opinions. In Busch v. Busch (1999) the entire opinion is in verse except for a recitation of the facts, and in Liddle v. Scholze (2001), several stanzas merely bookend more conventional text. Liddle is in many ways the more interesting case, as it deals with the sale of breeding emus. Appellant sued for breach of contract when they didn’t – breed, that is – but lost because she did not take advantage of the contractual remedy in a timely fashion and was thus presumed to have waived it. Perhaps she should have pursued a different cause of action and argued for rescission of the sale on the grounds Scholze was selling an unregistered security, under an investment contract theory. But this is all by the by. In Liddle, Eakin achieves a Coleridgean tone with his first line, “The emu’s a bird quite large and stately . . . .”

Elevated to the Pennsylvania Supreme Court in 2001, Eakin continues to occasionally express himself in verse from the bench. He is not unique in this regard. There are many examples of judicial prosody and even the tax court has tried its hand at the form. See Jenkins v. Comm’r, 47 T.C.M. (CCH) 238 (1983), “Ode to Conway Twitty.” The practice has not been immune from criticism, however. The main thrust of the criticism is that “rhymed verse trivializes the seriousness of the matter before the court and demeans the litigants.” Mary Kate Kearney, The Propriety of Poetry in Judicial Opinions, 12 Widener L.J. 597, 606-607 (2003). It has also been impugned as a waste of taxpayer money and for its tendency to produce not only bad law, but execrable poetry.

These criticisms strike me as not wholly persuasive. The assertion that rhymed verse is more likely to demean than other forms of writing is equivocal at best – on the one hand you have the aubade, on the other gangsta rap. It is true that rhymed judicial opinions are often jocular in tone. Justice Eakin admits he tends to use the form when “the subject of the case call[s] for a little grin here or there.” But could it be that some matters, though legally significant, are trivial in a broader sense? And if this is so, does the appearance of judicial propriety require learned men to pretend otherwise? Benjamin Cardozo, in Murphy v. Steeplechase Amusement Company (1929), is clearly having verbal fun. “The antics of the clown are not the paces of the cloistered cleric.” Is he trivializing the subject matter of the suit? Sure, but in a principled way.

As to the respect litigants are due, jurists have not been restrained in the exercise of their derision by prose. Oliver Wendell Holmes’ opinion in Buck v. Bell (1927) comes to mind. His disdain for the “feeble-minded” is palpable throughout the opinion and culminates in the grotesque: “Three generations of imbeciles are enough.” On the other hand, there are some parties whose actions are so reprehensible, or whose arguments are so frivolous, that they deserve censure; the law, in fact, demands it. In such cases, do they not forfeit the court’s respect? In any event, an adversarial system of justice inevitably demeans the loser in the sense that their dignity is reduced, at least to the extent their loss decreases their status.

In short, I would contend that there is nothing inherently wrong about an opinion that takes liberties with form, as long as it seriously resolves the issue before the court. The idea that a well-reasoned resolution can only be expressed in certain sober tones is belied by the many instances where wit and humor can reveal the weakness of a position or provide a more fitting context for the dispute. Judge Posner, for example, is a master of the well-placed barb that explodes an untenable position. In 2008, Chief Justice Roberts’ recitation of facts in Pennsylvania v. Dunlap is written in the style of a detective novel of the 30’s or 40’s. He described the neighborhood in which the alleged offense occurred as “[t]ough as a three-dollar steak.”

What is problematic about Eakin’s poetic opinions, perhaps, is their slavish insistence on rhyme. He relegates the form to those cases that are after all not very important, those one merely “grins” at. But if one takes seriously the claim that law is essentially a literary activity, then poetry, as the sine qua non of all such activity, is capable of being put to more varied uses. Would an opinion in blank verse on the legal consequences that flow from attempted murder, such as can be found in the Merchant of Venice, necessarily be out of place? Free verse seems particularly apt for intellectual property cases.

Certainly, given the traditions of the law, there is no need to fear that writing opinions in verse in any of its forms is likely to become commonplace. And there are undoubtedly good reasons for this. If nothing else, some uniformity of approach is indispensable to an efficient process. I am reminded of the saying that behind every lawyer is a failed poet, however, and wonder if those that would seek to prohibit its use by judges in the performance of their official duties needlessly restrict the possibilities of legal analysis and stifle its animating spirit. Perhaps that is overstating the case, but I could not resist a plug for poetry.

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Would it Be Illegal for Iran to Close the Strait of Hormuz?

In response to international economic and diplomatic pressure to halt its nuclear program, Iran is reportedly contemplating closing the Strait of Hormuz, a narrow and critically important waterway through which approximately a third of global sea-based oil shipments pass each year. The precise nature of this potential action is a little unclear from media reports. Some accounts state that the closure would pertain only to foreign warships that do not receive Iranian permission to transit. Others give the impression that Iran may bar all transit, including oil shipments. The difference is significant, but many seem to think that Iran would be acting illegally either way. My aim here is to briefly explore that view under international law.

The principal hurdle to either type of closure is the U.N. Convention on the Law of the Sea, a treaty that Iran has not ratified but that is widely accepted as codifying preexisting customary rules that bind parties and non-parties alike. One such rule is that in a strait all ships and aircraft shall enjoy an unimpeded right of “transit passage,” which is “the exercise . . . of the freedom of navigation and overflight solely for the purpose of continuous and expeditious transit of the strait” (art. 38). A corollary is that states bordering straits “shall not hamper transit passage,” and that “[t]here shall be no suspension of transit passage” (art. 44).

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